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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-06 |
| AZ | RA | APPROVED | 2012-06-19 |
Branch Locations
19450 N Sunrise Blvd, Surprise, AZ 85374 • United States
8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca Community Center | Goodyear | AZ | 03/2008 | Present |
| Wells Fargo Advisors, Llc. | Sun City | AZ | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sun City | AZ | 11/2016 | Present |
LIFETIME FITNESS, NOT INV RELATED, GOODYEAR, AZ, FITNESS INSTRUCTOR, START 5/1/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, TEACH ZUMBA AND HYDRO WATER CLASSES. RENTAL PROPERTY, INV RELATED, PRESCOTT, AZ, 100% OWNERSHIP, START 5/1/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. PR GARCIA LLC, INV RELATED, GOODYEAR, AZ, 100% OWNERSHIP, START 4/5/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-11 |
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