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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-05 |
| PA | RA | APPROVED | 2023-06-08 |
Branch Locations
2134 Sandy Drive Suite 8, State College, PA 16803 • United States
Spring Mills, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | State College | PA | 02/2006 | 03/2023 |
| Tiaa | State College | PA | 02/2006 | 03/2023 |
| Ameriprise Financial Services, Llc | State College | PA | 03/2023 | Present |
Business Ownership; G&G Enterprises, LLC; Owner; Real Estate; 125 Tressler Ln, , Spring Mills, PA, 16875; Investment-Related; 08/01/2015; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-10 |
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