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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States
Draper, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
AJAX UTAH FC; NOT INV RELATED; SOUTH JORDAN, UT; CLUB COACH; START 6/1/2016; 12 HOURS PER MONTH/0 DURING TRADING HOURS.; UTAH YOUTH SOCCER, NOT INV RELATED, REFEREE, START 5/23/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, OFFICIATING SOCCER GAMES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-31 |
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