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Thomas John Miller

Eagle Strategies LLC

Bozeman, MT

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2012-05-11
  • MT RA
    APPROVED
    Since 2012-05-11

Branch Locations

106 East Babcock Street Suite 2A, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Edina MN 01/2008 Present
Nylife Securities Llc Edina MN 02/2008 Present
Eagle Strategies Llc Billings MT 05/2012 Present
  • 01/2008 → Present
    New York Life Insurance Company
    Edina, MN
  • 02/2008 → Present
    Nylife Securities Llc
    Edina, MN
  • 05/2012 → Present
    Billings, MT
Previous Registrations
  • 2007-10-09 → 2008-01-23
    Waddell & Reed
    Savage, MN
Other Businesses

[USA Hockey Official; as a USA ice Hockey Official I will be officiating youth through college hockey games.; 1923 298th Cres SE Fall City WA 98024; Start Date 11/2015; Role/Title: Educator/Instructor; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Billings Ice Hockey Officials Association; Register Train and evaluate duly registered Hockey Officials.; 1215 3rd St W Billings, MT 59101; Start Date 08;Take minutes for the board and special meetings. Post all minutes into the system. Recruit and train scorekeepers; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [CFP Board Foundation for Financial Planning; PRO BONO VOLUNTEERING. CFP® professionals across the country provide free, no-strings-attached, financial advice to underserved people in need.; 6051 Canyonwoods Drive Billings, MT 59106; Start Date 10/2023; Role/Title: Volunteer; Investment Related; 6 hours per month; 0 hours per month during securities trading hours; CFP® professionals take a holistic, personalized approach to bring all the pieces of your financial life together. I will be providing guidance to those in need while helping them understanding basic financial planning. The CFP board through their foundation will be referring me people to help.][NAIFA Montana; The National Association of Insurance and Financial Advisors's membership promise is to Advocate. Educate. Differentiate.; 170 Nicholson Drive Kalispell, MT 59901; Start Date 01/2025; Role/Title: Board Member; Investment Related; 4 hours per month; 2 hours per month during securities trading hours; Share ideas, promote participation and facilite gathers for the organization]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-16
S63 Uniform Securities Agent State Law Examination 1999-08-20
  • S65 Uniform Investment Adviser Law Examination
    2008-01-16
  • S63 Uniform Securities Agent State Law Examination
    1999-08-20
Designations

View on SEC IAPD

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