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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| WV | RA | APPROVED | 2021-02-12 |
| OH | RA | APPROVED | 2021-02-04 |
Branch Locations
1101 Rosemar Rd, Ste A, Parkersburg, WV 26105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Parkersburg | WV | 12/2004 | 02/2021 |
| Hall Financial Advisors, Llc. | Parkersburg | WV | 11/2004 | Present |
| Raymond James Financial Services, Inc. | Parkersburg | WV | 02/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Parkersburg | WV | 02/2021 | Present |
(1)Name of Business: Hall Financial Advisors, LLC Address: 1101 Rosemar Rd Ste A, Parkersburg, WV, 26105, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 11/30/2004 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor advising clients and assist in general operation of the business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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