David Christopher Hopkins

Employer firm

The Capital Chart Room, Ltd CRD 117980

$401M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

The Capital Chart Room, Ltd

2821 West 7Th Street Suite 550, Fort Worth, TX 76107-8912 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-01-21

TX RA
APPROVED

Since 2016-01-21

Branch Locations

2821 West 7Th Street Suite 550, Fort Worth, TX 76107-8912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Capital Chart Room	Fort Worth	TX	06/2008	Present
Valmark Securities, Inc.	Akron	OH	08/2009	Present

06/2008 → Present

The Capital Chart Room

Fort Worth, TX
08/2009 → Present

Valmark Securities, Inc.

Akron, OH

Other Businesses

TCCR HOLDINGS/THE CAPITAL CHART ROOM, LTD; FINANCIAL SERVICES, INVESTMENT SERVICES MANAGER/Chief Compliance Officer; HANDLE CLIENT SERVICE RELATED TASKS; INVESTMENT RELATED. Registered Representative of ValMark Securities, Inc.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-12-06

S63 Uniform Securities Agent State Law Examination

2000-12-06

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

The Capital Chart Room, Ltd

Disclosures

Employment History

Other Businesses

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews