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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-18
  • FL RA
    APPROVED
    Since 2017-10-18

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lawrenceville GA 10/2014 01/2017
Raymond James & Associates, Inc. Suwanee GA 01/2017 10/2017
Raymond James & Associates, Inc. St. Petersburg FL 10/2017 Present
Other Businesses

(1)Name of Business: Gulf Coast JFCS Address: 225 22nd Ave NE, St Petersburg, FL, 33704, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 05/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support organization's mission and purpose. Ensure effective planning, and support prudent management of resources and funds. (2)Name of Business: No business name Address: 225 22nd Ave NE, St Petersburg, FL, 33704, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/12/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own rental properties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-08
  • S63 Uniform Securities Agent State Law Examination
    2001-01-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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