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Brent James Ascroft

Edward Jones

Canandaigua, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-05
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2021-10-05
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

23 Coach Street 1 A, Canandaigua, NY 14424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-05
S65 Uniform Investment Adviser Law Examination 1999-09-03
  • S63 Uniform Securities Agent State Law Examination
    2000-09-05
  • S65 Uniform Investment Adviser Law Examination
    1999-09-03

View on SEC IAPD

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