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Christopher P Kelly

J.P. Morgan Securities LLC

Newport Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

551 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services, Inc. Irvine CA 03/2000 Present
J.P. Morgan Securities Llc Newport Beach CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Newport Beach CA 10/2012 Present
  • 03/2000 → Present
    Wm Financial Services, Inc.
    Irvine, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Newport Beach, CA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Newport Beach, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Costa Mesa, CA
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
    Fountain Valley, CA
  • 2006-12-04 → 2009-05-02
    Wamu Investments, Inc.
    Costa Mesa, CA
    Newport Beach, CA
    Seal Beach, CA
    Huntington Beach, CA
    Costa Mesa, CA
    Costa Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-01
S63 Uniform Securities Agent State Law Examination 2000-10-21
  • S65 Uniform Investment Adviser Law Examination
    2006-12-01
  • S63 Uniform Securities Agent State Law Examination
    2000-10-21
Other Names
  • Christopher Patrick Kelly

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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