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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED | 2021-03-11 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
One 10Th Street Suite 600, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Augusta | GA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*380735 - Riverfront Investment Group, LLC; Investment related-Yes; North Augusta, South Carolina; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements *582816 - Savannah Valley Landscape DBA Par 3 West; Investment Related - Yes; Greenwood, South Carolina; Recreation; I'm the personal representative for my Father and my Father's business since he passed away.(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2024; During Business Hours: 1; After Business Hours: 19; Check Signing/Funds Disbursements, Property Management, Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-30 |
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