Todd Michael Tevens

Current Employers

Employment History

• 03/2013 → 05/2022
  Cadaret, Grant & Co., Inc.
  Buffalo, NY
• 03/2013 → Present
  Lawley Benefits Group, Llc
  Buffalo, NY
• 01/2016 → Present
  Lawleyretirement Advisors
  Buffalo, NY
• 04/2013 → Present
  Lawley Retirement Advisors, Llc
  Buffalo, NY
• 04/2013 → Present
  Lawley Retirement Advisors, Llc
  Buffalo, NY
• 05/2022 → 08/2025
  Royal Alliance Associates, Inc.
  Buffalo, NY
• 08/2025 → Present
  Lpl Financial
  Buffalo, NY

Previous Registrations

• 2022-05-05 → 2025-08-11
  Osaic Wealth, Inc.
  Buffalo, NY
• 2013-03-08 → 2022-05-10
  Cadaret, Grant & Co., Inc.
  Buffalo, NY
  Rochester, NY
• 2012-12-13 → 2013-03-01
  Manulife Investment Management (Us) Llc
  Snyder, NY
  Boston, MA
• 2009-05-26 → 2010-12-31
  John Hancock Investment Management Llc
  Snyder, NY
  Boston, MA

Other Businesses

1. 08/04/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported business location(s) - OBA Start Date: 07/14/2025- 160 Hour/Month - 8 Hour During Trading 2. 08/04/2025- Lawley, LLC - Insurance Agency - Investment Related - Buffalo, NY 14202 - OBA Start Date: 04/01/2013 -2 Hour/Month - 0 Hour During Trading. 3) 09/10/2025 - Lawley Retirement Advisors, LLC - Investment Related - Registered Investment Advisor - At Reported Business Location(s) - Start Date:01/01/2017 - 160 Hrs/Mth - 8 Hrs During Trading.I provide financial planning and consulting services through Lawley Retirement Advisors, LLC, an independent investment advisor firm. I started this business activity in 01/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-11

Other Names

• Todd M Tevens