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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-10
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

817 Broadway St, Alexandria, MN 56308 • United States

714 Atlantic Ave, Morris, MN 56267 • United States

Evansville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Alexandria MN 09/2005 03/2020
Ameriprise Financial Services, Llc Alexandria MN 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 12450 State Highway 1, Northome, MN 56661 - Rec/Hunting Land, ,; Not Investment-Related; 06/10/2013. Business Ownership; Pour Man's Lodge, LLC; ; Rec/Hunting Land; 12450 State Highway 1, Northome MN 56661, ,; Not Investment-Related; 06/10/2013; 1 to 9 hours per month; 0 during trading hours / Big Picture, LLC; ; Ameriprise Financial Office; 817 BroadwayAlexandria MN 56308, ,; Not Investment-Related; 05/15/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Brandon/Evansville Sports Booster Club; Club to build funds for sports in the school district; 123 2nd Avenue, , Evansville, MN, 56326; Not Investment-Related; 02/04/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-20
  • S63 Uniform Securities Agent State Law Examination
    2000-05-20

View on SEC IAPD

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