Best Investors Account Sign in

Christopher Doherty

Citigroup Global Markets Inc.

Greenwich, CT

Yonkers, NY

Hastings On Hudson, NY

Larchmont, NY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Yonkers, NY • United States

Cwm Retail, Sales 65 Main Street, Hastings On Hudson, NY 10706 • United States

Cwm Retail, Sales 1920 Palmer Ave, Larchmont, NY 10538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Somers NY 08/2015 02/2020
Citibank Hastings On Hudson NY 12/2019 Present
  • 08/2015 → 02/2020
    Lpl Financial Llc
    Somers, NY
  • 12/2019 → Present
    Citibank
    Hastings On Hudson, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-01
S63 Uniform Securities Agent State Law Examination 2012-12-13
S66 Uniform Combined State Law Examination 2005-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-07-01
  • S63 Uniform Securities Agent State Law Examination
    2012-12-13
  • S66 Uniform Combined State Law Examination
    2005-06-23
Other Names
  • Chris Doherty
  • Christopher Michael Doherty

View on SEC IAPD

Other Firms

PARSIFAL CAPITAL MANAGEMENT, LP
MARCH ALTUS CAPITAL MANAGEMENT LP
BRX GLOBAL
MORGAN STANLEY
MAIN STREET RESEARCH LLC
ENDEAVOUR CAPITAL ADVISORS INC.
AXIOM ASSET ADVISORS, LLC
SEARLE & CO.

Other Investors

JOSE ANTONIO MORALES
Ignacio Mendive
KEVIN M NICHOLS
CHRISTOPHER SCOTT NORTON
CHRISTINE MARIE HARSAGHY
ANTONIO DEBARROS
ASHLEY CHRISTINE ANGELO
SARAH A WILLIAMS

Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor