Richard Allen Fawcett

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2011 → 10/2017
  Optionsxpress, Inc.
  Phoenix, AZ
• 03/2018 → Present
  Charles Schwab Bank
  Phoenix, AZ

Other Businesses

1.I OWN THE FAWCETT GROUP LLC IT HOUSES MY RENTAL PROPERTIES. INSIDE THE FAWCETT GROUP LLC I HAVE 5 RENTAL PROPERTIES WITH EACH RENTAL PROPERTY LISTED AS A SEPARATE LLC FOR LIABILITY PURPOSES. THESE PROPERTIES ARE NOT INVESTMENT RELATED. ALL THE RENTALS ARE IN THE PHOENIX METRO AREA. I SPEND ABOUT 10 HOURS A MONTH OUTSIDE OF BUSINESS HOURS WORKING ON THE PROPERTIES DURING MARKET HOURS ABOUT 2 HOURS A MONTH. LISTED BELOW ARE THE TITLES OF THE LLCS. MY DUTIES INCLUDE UPKEEP AND REPAIRS OF THE OUTSIDE AND INSIDE OF EACH PROPERTY. FAWCETT - 15TH AVE LLC 11/2002 FAWCETT GROUP ANGEAL LLC 4/1998 FAWCETT GROUP DEERVALLEY LLC 3/2005 FAWCETT GROUP VILLA RITA LLC 2/2009 FAWCETT GROUP MOHAWK LLC 4/2009 2.R&R FREEDOM, LLC, NOT INVESTMENT RELATED, PHOENIX, AZ, REAL ESTATE/PROPERTY MANAGEMENT, OWNER, START DATE 7/20/2013, LESS THAN 20 HOURS PER MONTH, NO TIME DUREING SECURITIES TRADING HOURS, NATURE OF BUSINESS IS TO BUY, RENOVATE, RENT, AND SELL REALESTATE. 4.7/1/15,SYNDICATE PROPERTY SERVICE, LLC,NO, PHOENIX, AZ,REAL ESTATE/PROPERTY MANAGEMENT, OWNER,LESS THAN 20,0,BUY AND SELL REAL ESTATE.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-19
• S63 Uniform Securities Agent State Law Examination
  2001-01-18

Other Names

• Richard A Fawett
• Richard Allen Fawett
• Richard Allen Fawcett