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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
DC RA APPROVED 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • DC RA
    APPROVED
    Since 2020-12-11

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co Washington DC 07/2010 10/2020
Ubs Financial Services Inc. Washington DE 10/2020 Present
Other Businesses

NAME OF OTHER BUSINESS: Woodberry Forest School / INVESTMENT RELATED?: N / ADDRESS:898 Woodberry Forest Rd / NATURE OF THE BUSINESS: Educational Establishment/ POSITION: Local Regional Board / DUTIES: Board meetings, alumni engagement / START DATE: 10/06/2022 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-20
S63 Uniform Securities Agent State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2010-10-20
  • S63 Uniform Securities Agent State Law Examination
    2005-02-07

View on SEC IAPD

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