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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-07 |
| AL | RA | APPROVED | 2001-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 06/2000 | Present |
| Bank Of America, N.A. | Montgomery | AL | 07/2011 | Present |
I*124755 For profit or not for profit: Non-Profit Organization Name of outside business organization: Easterseals Central Alabama Investment related: N Address of business: Montgomery, Alabama 36111 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/1/2019 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board member to raise money via donations, future plans for organizations, work to improve current organizational outreach; meet quartley to review business decisions of future organizational development.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-06 |
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