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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-09-17 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Littleton | CO | 11/2018 | 09/2019 |
| Empower Retirement Services | Greenwood Village | CO | 06/2016 | 11/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2014-10-13 |
| S66 | Uniform Combined State Law Examination | 2006-08-24 |
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