Michael Anthony Lager

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 11/2017
  Valic Financial Advisors, Inc./Aig
  Phoenix, AZ
• 11/2017 → 08/2018
  Axa Advisors, Llc
  Scottsdale, AZ
• 08/2018 → 01/2020
  Pruco Securities Llc
  Phoenix, AZ
• 08/2018 → 01/2020
  Prudential Insurance Company Of America
  Phoenix, AZ
• 01/2020 → 01/2026
  Ameriprise Financial Services, Llc
  Peoria, AZ
• 06/2026 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2026 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 01/2026 → 06/2026
  Unemployed
  Peoria, AZ
• 01/2020 → 01/2026
  Hm Management Llc / Affirm Wealth Advisors
  Peoria, AZ
• 06/2026 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2020-02-12 → 2025-12-31
  Ameriprise Financial Services, Llc
  Peoria, AZ
  Tucson, AZ
  Peoria, AZ
• 2018-09-20 → 2020-01-09
  Pruco Securities, Llc.
  Phoenix, AZ
• 2017-11-13 → 2018-09-10
  Equitable Advisors, Llc
  Scottsdale, AZ
  Tucson, AZ
• 2003-07-21 → 2017-11-09
  Valic Financial Advisors, Inc.
  Springfield, MO
  Overland Park, KS
  Albuquerque, NM
  Santa Fe, NM
  Houston, TX
  Overland Park, KS
  Shawnee Mission, KS
  El Paso, TX
  Westwood, KS
  Shawnee Mission, KS
  Topeka, KS
  Phoenix, AZ
  Santa Fe, NM
  Santa Fe, NM

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PEORIA, AZ NATURE OF BUSINESS: LIFE, HEALTH, AND VARIABLE INSURANCE POSITION: N/A START DATE: 11/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-19
• S63 Uniform Securities Agent State Law Examination
  2000-10-07

Other Names

• Michael Lager
• Michael A Lager
• Mike A Lager