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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Portland | OR | 06/2001 | Present |
| Senior Medicare Health Care Plans | Multnomah County | OR | 03/2010 | Present |
| Integrated Benefits Inc | Charleston | WV | 02/2007 | 12/2016 |
| Transamerica Financial Advisors, Inc | Portland | OR | 01/2012 | Present |
| Pompel Family Llc | Gresham | OR | 01/2012 | Present |
| Wealthwave | Alpharetta | GA | 05/2024 | Present |
| Metro East Web Academy | Gresham | OR | 09/2024 | Present |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. (TFA). POMPEL FAMILY LLC; NOT INVESTMENT RELATED; MILE POST 21 SILETZ RIVER HWY, PO BOX 217, GRESHAM OR 97030; FAMILY PROPERTY USED FOR RECREATION AND HUNTING; FAMILY MEMBER; 1/2012; PARTNER IN MAINTENANCE AND RECREATION USE SENIOR MEDICARE HEALTH CARE PLANS/NO/INDEPENDANT REP / Multnomah County OREGON / EXPLAIN MEDICARE HEALTH PLANS OPTIONS ANSWER QUESTIONS AND HELP SELECT APPROPRIATE PLAN / 30/ 40/ METRO EAST WEB ACADEMY POSITION: Board Member NATURE: It is a public school k-12 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 09/30/2024 ADDRESS: 50 NW 5th St, Gresham OR 97030, United States DESCRIPTION: As board member, we monitor the school programs and processes and give feedback to the staff. WEALTHWAVE POSITION: RepresentativeNATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 05/06/2024 ADDRESS: 3030 Royal Blvd S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: WFG Co-Brand
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-27 |
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