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Current Employers
Tallgrass Wealth Management, Inc.

6201 E Silver Maple Circle Ste 201, Sioux Falls, SD 57110 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2019-09-17
  • SD RA
    APPROVED
    Since 2019-09-17

Branch Locations

6201 E Silver Maple Circle Ste 201, Sioux Falls, SD 57110 • United States

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2019-05-16
  • SD RA
    APPROVED
    Since 2019-05-16

Branch Locations

6201 E. Silver Maple Circle #201, Sioux Falls, SD 57110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sutterfield Financial Group, Inc. Sioux Falls SD 10/2007 04/2019
Purshe Kaplan Sterling Investments Albany NY 03/2016 04/2019
Silver Oak Securities, Inc. Jackson TN 04/2019 Present
Tallgrass Wealth Management, Inc. Sioux Falls SD 08/2019 Present
Previous Registrations
  • 2005-10-17 → 2019-05-16
    Bartlesville, OK
    Sioux Falls, SD
    Sioux Falls, SD
  • 2007-10-23 → 2007-10-24
    National Planning Corporation
    Sioux Falls, SD
    Parsons, KS
    Sioux Falls, SD
  • 2005-01-04 → 2005-09-07
    American General Securities Incorporated
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

1). Tallgrass Wealth Management,Is Investment Related,,DBA,Owner,2003-12-22,100 hours per month,80 hours per month during trading hours,Fee Based Compensation,Investment / Financial Planning / Fixed Insurance ** 2) "Oakmont Retrievers, LLC",Is Not Investment Related,,Hunting Dog Stud Service,Manager,2011-12-15,5 hours per month,0 hours per month during trading hours,Other Compensation,Manager / Promotion / Sales of Stud Dog Services Compensation Type: Profits ** 3) Tenfold Foundation,Is Investment Related,,Charitable Giving,Director,2014-01-13,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Director (1of 3). Help make decisions in regards to charitable giving to identified causes as spelled out in bylaws ** 4) "Timten Holdings, LLC",Is Not Investment Related,,Real Estate,Member,2014-10-22,10 hours per month,0 hours per month during trading hours,Other Compensation,Partner - passive ownership of commercial property that Tallgrass Wealth Management occupies part of. Other partner occupies a portion. Rest of building is rented to outside parties. Ownership is for investment purposes. Compensation Type: Profits ** 5) Sioux Falls Christian Schools Endowment Fund Committee,Is Investment Related,,Endowment Fund,Committee Member,2013-05-14,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Help determine proper distribution amounts from the endowment fund, proper language and set up for the investment policy statement for this fund with final approval by the school board. Input on investment recommendations to fall in line with investment policy statement." ** 6) "Tallgrass Accounting, LLC",Is Not Investment Related,,Accounting,Owner / Manager,2019-04-11,10 hours per month,0 hours per month during trading hours,Other Compensation,"Accounting, bookkeeping, payroll services Compensation Type: Profits" ** 7) First Savings Bank,Is Not Investment Related,,Bank,Board Member,2020-11-18,5 hours per month,0 hours per month during trading hours,Hourly Compensation,Review an approve business objectives and operating policies and the institutions business performance. Review and approve operations to ensure that they are in compliance with laws and policies. ** 8) Silver Oak Securities, Inc.; Investment Related - YES; Jackson, TN; Registered Representative and IAR; 04/2019; 50%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-16
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S65 Uniform Investment Adviser Law Examination
    2004-07-16
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Designations
Other Names
  • Jeremy C Tims
  • Jeremy C. Tims

View on SEC IAPD

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