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6201 E Silver Maple Circle Ste 201, Sioux Falls, SD 57110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-09-17 |
Branch Locations
6201 E Silver Maple Circle Ste 201, Sioux Falls, SD 57110 • United States
403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-05-16 |
Branch Locations
6201 E. Silver Maple Circle #201, Sioux Falls, SD 57110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sutterfield Financial Group, Inc. | Sioux Falls | SD | 10/2007 | 04/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2016 | 04/2019 |
| Silver Oak Securities, Inc. | Jackson | TN | 04/2019 | Present |
| Tallgrass Wealth Management, Inc. | Sioux Falls | SD | 08/2019 | Present |
1). Tallgrass Wealth Management,Is Investment Related,,DBA,Owner,2003-12-22,100 hours per month,80 hours per month during trading hours,Fee Based Compensation,Investment / Financial Planning / Fixed Insurance ** 2) "Oakmont Retrievers, LLC",Is Not Investment Related,,Hunting Dog Stud Service,Manager,2011-12-15,5 hours per month,0 hours per month during trading hours,Other Compensation,Manager / Promotion / Sales of Stud Dog Services Compensation Type: Profits ** 3) Tenfold Foundation,Is Investment Related,,Charitable Giving,Director,2014-01-13,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Director (1of 3). Help make decisions in regards to charitable giving to identified causes as spelled out in bylaws ** 4) "Timten Holdings, LLC",Is Not Investment Related,,Real Estate,Member,2014-10-22,10 hours per month,0 hours per month during trading hours,Other Compensation,Partner - passive ownership of commercial property that Tallgrass Wealth Management occupies part of. Other partner occupies a portion. Rest of building is rented to outside parties. Ownership is for investment purposes. Compensation Type: Profits ** 5) Sioux Falls Christian Schools Endowment Fund Committee,Is Investment Related,,Endowment Fund,Committee Member,2013-05-14,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Help determine proper distribution amounts from the endowment fund, proper language and set up for the investment policy statement for this fund with final approval by the school board. Input on investment recommendations to fall in line with investment policy statement." ** 6) "Tallgrass Accounting, LLC",Is Not Investment Related,,Accounting,Owner / Manager,2019-04-11,10 hours per month,0 hours per month during trading hours,Other Compensation,"Accounting, bookkeeping, payroll services Compensation Type: Profits" ** 7) First Savings Bank,Is Not Investment Related,,Bank,Board Member,2020-11-18,5 hours per month,0 hours per month during trading hours,Hourly Compensation,Review an approve business objectives and operating policies and the institutions business performance. Review and approve operations to ensure that they are in compliance with laws and policies. ** 8) Silver Oak Securities, Inc.; Investment Related - YES; Jackson, TN; Registered Representative and IAR; 04/2019; 50%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-11 |
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