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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-04-21
NH RA APPROVED 2016-11-29
  • MA RA
    APPROVED
    Since 2023-04-21
  • NH RA
    APPROVED
    Since 2016-11-29

Branch Locations

273 Locust Street Suite 207, Dover, NH 03820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Stratham NH 11/2016 Present
Integrated Wealth Concepts Llc Stratham NH 11/2016 Present
Lincoln Fiancial Advisors Waltham MA 01/2006 11/2016
Leone, Mcdonnell & Roberts, Pa Exeter NH 01/2005 Present
  • 11/2016 → Present
    Lpl Financial Llc
    Stratham, NH
  • 11/2016 → Present
    Stratham, NH
  • 01/2006 → 11/2016
    Lincoln Fiancial Advisors
    Waltham, MA
  • 01/2005 → Present
    Leone, Mcdonnell & Roberts, Pa
    Exeter, NH
Previous Registrations
  • 2006-01-24 → 2016-11-28
    Osaic Fa, Inc.
    Glastonbury, CT
    Stratham, NH
    Exeter, NH
    Laconia, NH
    Waltham, MA
  • 2001-01-10 → 2005-01-04
    U.S. Financial Advisors
    Exeter, NH
Other Businesses

1)11/11/16- Leone, McDonnel and Roberts, PA-CPA. Affiliate Program- Inv. Related- Stratham, NH- start date 11/1/2005- 95% 2)11/11/16- Integrated Financial Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 3)11/11/16- Non-Variable and Variable Insurance- Inv. Related- Stratham, NH - start date 11/12/16- 2% 4) Non. Inv. Related - Exeter Country Club located in Exeter, NH. Board of Directors Member, VP start date11/13/16 5) 12/2/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 6) 12/2/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - (Hybrid) Integrated Wealth Concepts - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2000-10-06
Other Names
  • Joe Quinn

View on SEC IAPD

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