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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
WA RA APPROVED 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

9800 15Th Ave Sw, Seattle, WA 98106 • United States

1420 5Th Ave, Seattle, WA 98101 • United States

4200 Southwest Edmunds St, Seattle, WA 98116 • United States

2910 Rainier Ave S, Seattle, WA 98144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Seattle WA 11/2010 02/2026
U.S. Bancorp Advisors, Llc Seattle WA 02/2026 Present
Previous Registrations
  • 2010-12-08 → 2026-02-13
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Bellevue, WA
    Seattle, WA
    Easton, WA
    Bellevue, WA
Other Businesses

1) One Summit Ridge Homeowners Association; not investment-related; Bellevue, WA; Homeowners Association; President; 4/1/2018; 2 hours/month; 0 hours/trading; lead board meetings, interface with HOA members. 2) 4 Degrees LLC; Investment-related; Bellevue, WA; Rental properties; Chairman, president, owner, member; 12/20/2025; 4 hours/month; 0 hours/trading; Help schedule maintenance and improvements to the properties, accept rent payments from tenants, etc. 3) Lateralus, LLC; Investment-related; Bellevue, WA; Rental properties; Managing member/owner; 10/27/2016; 1 hours/month; 0 hours/trading; No duties - properties will be managed through 4 Degrees LLC. 4) Big Empty, LLC; Investment-related; Bellevue, WA; Rental properties; Managing member/owner; 12/29/2025; 1 hours/month; 0 hours/trading; Manage the properties w/ Spouse, coordinate repairs and maintenance, etc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-12-22
  • S63 Uniform Securities Agent State Law Examination
    2010-12-22
Designations

View on SEC IAPD

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