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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-25 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States
Tucson, AZ • United States
Coronado, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
RIVERS RUN, LLC, INVT RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 1/27/2010, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTIES. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 2/12/2010, .25 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 6/12/2012, .25 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, SAN DIEGO, CA, 100% OWNERSHIP WITH SPOUSE, START 12/29/2011, 0 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 6/13/2012, .25 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 1/30/2010, .25 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. TUC PHX SAN LLC, LLC, INV RELATED, TUCSON, AZ, 100% OWNERSHIP BY SPOUSE, START 7/14/2011, 0 HRS PER MONTH, 0 HRS DURING TRADING, CHECK SIGNER FOR RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP WITH SPOUSE, START 4/28/2023, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, SEATLE, WA, 100% OWNERSHIP WITH SPOUSE, START 5/10/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING. DIANA A BREWER ESTATE;NOT INV RELATED; TUCSON,AZ; BENEFICIARY; START DATE: 08/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY - WAVERLY; INV RELATED; TIGARD, OR; RENTAL;100% OWNERSHIP; START DATE: 09/12/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-25 |
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