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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Seattle | WA | 06/1997 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
(I)BUSINESS TYPE: CONTRACT EMPLOYEE AS A PAID VOCALIST DURING OCCASIONAL RECORD SESSIONS FOR MOVIES, TRAILERS AND/OR VIDEO GAME SOUNDTRACKS. EMPLOYER: JOE CRNKO, LOCATED IN SEATTLE, WA 98119. 3 SESSIONS PER YEAR TIME SPENT LESS THAN ONE HOUR PER MONTH EFFECTIVE 09/26/2008 (II)NON-PROFIT ORGANIZATION NAME: SEATTLE PRO MUSICA ADDRESS: SEATTLE, WA NATURE: MUSIC ORGANIZATION PAID: YES INVESTMENT RELATED: NO HOURS DEVOTED: 8/ MONTHLY DURING SECURITIES TRADING HOURS: NONE POSITION: SECTION LEADER AND SINGING MEMBER DUTIES: REHEARSE AND PERFORM WITH A SEATTLE PRO MUSICA, A NON-PROFIT CHORAL MUSIC ORGANIZATION THAT MAKES PUBLIC APPEARANCES IN THE PUGET SOUND AREA. I*1800283, Entity Type, Name of OBA: Seattle Tennis Club Address:Seattle, WA 98112 Investment Related:No Position, Title, Association:Committee Employee Start Date:04/18/2024 No Hours: 2 monthly No Hours during trading:1 Duties:Serve as member Finance Committee Member of a private social/athletic club organized as a corporation under 501(c)(7). No authority on any financial accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-07 |
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