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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-07-11 |
Branch Locations
2825 E Cottonwood Pkwy Suite 500, Cottonwood Heights, UT 84121 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank Na Key Private Bank | Salt Lake City | UT | 06/2016 | 05/2021 |
| Sanford C. Bernstein & Co | Denver | CO | 05/2021 | 12/2024 |
| Solidarity Wealth, Llc | Lehi | UT | 12/2024 | 06/2025 |
| Empirical Wealth Management | Cottonwood Heights | UT | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-07-20 |
| S66 | Uniform Combined State Law Examination | 2007-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-10 |
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