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Zachary Ballard

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-06-23
  • MO RA
    APPROVED
    Since 2021-06-23

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

One N Jefferson Ave, St. Louis, MO 63103 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-01-09
  • MO RA
    APPROVED
    Since 2020-01-09

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 01/2006 08/2019
Wells Fargo Clearing Services St Louis MO 12/2019 Present
Unemployed Fort Mill SC 08/2019 12/2019
  • 01/2006 → 08/2019
    Lpl Financial Llc
    Fort Mill, SC
  • 12/2019 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 08/2019 → 12/2019
    Unemployed
    Fort Mill, SC
Previous Registrations
  • 2006-01-10 → 2019-08-23
    Lpl Financial Llc
    Charlotte, NC
    San Diego, CA
    Fort Mill, SC
  • 2004-03-01 → 2006-01-05
    Wamu Investments, Inc.
    Irvine, CA
  • 2002-12-20 → 2003-03-04
    Banc One Securities Corporation
    Slc, UT
  • 2001-10-30 → 2002-12-20
    Strategic Advisers Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-30
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S66 Uniform Combined State Law Examination
    2001-08-30
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
Other Names
  • Zachary Scott Ballard

View on SEC IAPD

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