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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| DC | RA | APPROVED | 2015-12-10 |
| MD | RA | APPROVED | 2015-12-03 |
| VA | RA | APPROVED | 2015-11-13 |
Branch Locations
8300 Greensboro Drive, Suite 700, Mclean, VA 22102 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mclean | VA | 11/2012 | Present |
| Global Retirement Partners, Llc | Mclean | VA | 11/2015 | Present |
| Hub International Investment Services, Inc. | Kansas City | MO | 08/2025 | Present |
1. 09/14/2012 - Non-Variable Insurance - INV REL - Agent. Offer various life, health, and disability - NO TIME SPENT 2. 09/14/2012 - Washington Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 3. 11/17/2015 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - STARTED 11/03/2015 - 100 Hours Per Month During Securities Trading. 4. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying my practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 5. 9/13/2019 - HUB International - DBA: Washington Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing my practice and will now be 100% owner. 6. 9/26/2019 - Global Retirement Partners, LLC - DBA: Washington Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/13/2019 - 160 Hours Per Month During Securities Trading. 7. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 9. 08/15/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Other - Accomodation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 07/18/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-10 |
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