Best Investors Account Sign in
Inactive

Leesa Nadyne Gilliam

Annex Wealth Management, LLC

Brookfield, WI

Milwaukee, WI

Claim This Profile
Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-08
  • WI RA
    APPROVED
    Since 2024-04-08

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

424 E. Wisconsin Avenue, Suite 2, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Private Bank Milwaukee WI 01/2014 07/2017
Bmo Harris Financial Advisors Milwaukee WI 02/2014 07/2017
Pnc Investments Pittburgh PA 07/2017 02/2024
Pnc Bank Milwaukee WI 07/2017 02/2024
Annex Wealth Management Milwaukee WI 02/2024 Present
  • 01/2014 → 07/2017
    Bmo Private Bank
    Milwaukee, WI
  • 02/2014 → 07/2017
    Bmo Harris Financial Advisors
    Milwaukee, WI
  • 07/2017 → 02/2024
    Pnc Investments
    Pittburgh, PA
  • 07/2017 → 02/2024
    Pnc Bank
    Milwaukee, WI
  • 02/2024 → Present
    Annex Wealth Management
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S66 Uniform Combined State Law Examination 2004-01-20
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S66 Uniform Combined State Law Examination
    2004-01-20

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor