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Leesa Nadyne Gilliam

Annex Wealth Management, LLC

Brookfield, WI

Milwaukee, WI

CRD 4256981

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Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-08
  • WI RA
    APPROVED
    Since 2024-04-08

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

424 E. Wisconsin Avenue, Suite 2, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Private Bank Milwaukee WI 01/2014 07/2017
Bmo Harris Financial Advisors Milwaukee WI 02/2014 07/2017
Pnc Investments Pittburgh PA 07/2017 02/2024
Pnc Bank Milwaukee WI 07/2017 02/2024
Annex Wealth Management Milwaukee WI 02/2024 Present
  • 01/2014 → 07/2017
    Bmo Private Bank
    Milwaukee, WI
  • 02/2014 → 07/2017
    Bmo Harris Financial Advisors
    Milwaukee, WI
  • 07/2017 → 02/2024
    Pnc Investments
    Pittburgh, PA
  • 07/2017 → 02/2024
    Pnc Bank
    Milwaukee, WI
  • 02/2024 → Present
    Annex Wealth Management
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S66 Uniform Combined State Law Examination 2004-01-20
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S66 Uniform Combined State Law Examination
    2004-01-20

View on SEC IAPD

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Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI

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