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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-20
TX RA APPROVED_RES 2021-05-19
  • MO RA
    APPROVED
    Since 2021-05-20
  • TX RA
    APPROVED_RES
    Since 2021-05-19

Branch Locations

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 04/2021
Smoking Hot Cigars Chesterfield MO 03/2016 07/2019
Morgan Stanley Chesterfield MO 04/2021 Present
  • 08/2017 → 04/2021
    St Louis, MO
  • 03/2016 → 07/2019
    Smoking Hot Cigars
    Chesterfield, MO
  • 04/2021 → Present
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Other Names
  • Margie Ann Hargan
  • Margie A Havgan
  • Margie A Risley
  • Margie A Stein
  • Risley A Stein

View on SEC IAPD

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