Lee Garner Springer

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-12
MD	RA	APPROVED	2023-10-24
DC	RA	APPROVED	2018-10-24

TX RA
APPROVED_RES

Since 2025-11-12
MD RA
APPROVED

Since 2023-10-24
DC RA
APPROVED

Since 2018-10-24

Branch Locations

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bethesda	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bethesda	MD	11/2016	10/2018
Janney Montgomery Scott Llc	Washington	DC	10/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bethesda, MD
11/2016 → 10/2018

Wells Fargo Clearing Services, Llc

Bethesda, MD
10/2018 → Present

Janney Montgomery Scott Llc

Washington, DC

Previous Registrations

2008-07-22 → 2018-10-17

Wells Fargo Clearing Services, Llc

Columbia, MD

Washington, DC

Columbia, MD

Washington, DC

Washington, DC

Washington, DC

Washington, DC

Columbia, MD

Washington, DC
2004-09-23 → 2008-07-01

Uvest Financial Services Group, Inc.

Greencastle, PA

Greencastle, PA
2004-08-17 → 2004-09-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodland Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-26

S66 Uniform Combined State Law Examination

2005-10-26

View on SEC IAPD

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