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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| OK | RA | APPROVED | 2021-01-12 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
131 East Main Street Suite 201, Norman, OK 73069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Insurance Services, Inc. | Norman | OK | 02/2001 | 01/2021 |
| 1St Global Capital Corp | Norman | OK | 08/2000 | 10/2019 |
| 1St Global Advisors, Inc | Norman | OK | 01/2001 | 10/2019 |
| Harrison Henderson, Pllc | Norman | OK | 02/2014 | Present |
| Avantax Advisory Services | Norman | OK | 10/2019 | 01/2021 |
| Avantax Investment Services, Inc. | Norman | OK | 10/2019 | 01/2021 |
| Lpl Financial, Llc | Norman | OK | 01/2021 | 08/2024 |
| Merit Financial Group, Llc | Norman | OK | 01/2021 | Present |
1) 3/2008 - Business Owner - DRF Minerals, LLC - Not Investment Related - 5% - Norman, OK 73069 2) Merit Financial Advisors. Investment Related. At Registered Location. RIA. IAR. 01/2021.160. 8. IAR - advise clients on investments 3) 1/12/2021 - W.J.S 2012 Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 12/31/2012 - 2 Hours Per Month/1 Hour During Securities Trading - Time Spent 1%. 4) 1/12/2021 - K.A.C. 2012 Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 12/31/2012 - 2 Hours Per Month/1 Hour During Securities Trading - Time Spent 1%. 5) 1/12/2021 - J.S.J 2012 Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 12/31/2012 - 2 Hours Per Month/1 Hour During Securities Trading - Time Spent 1%. 6) Harrison For Norman Ward 4 2022; Not investment-related; 131 E Main St #201 Norman OK 73069; This was a political campaign for a municipal office, City Council of Norman OK.; Owner; 12/01/2021; 5 hours monthly; 0 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-01 |
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