Steven M Rini

Current Employers

Employment History

• 08/2000 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 12/2009 → 11/2021
  Bank Of America, N.A.
  Cleveland, OH
• 11/2021 → Present
  Morgan Stanley Smith Barney Llc
  Westlake, OH
• 11/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2000-11-01 → 2021-11-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Cleveland, OH

Other Businesses

*573- Rini Family LLC; Investment related Yes; Westlake, Ohio; Hospital/Healthcare; Managing Members(proprietor, partner, officer, director, employee, trustee, agent); 10/2000; During business hours: 0; After business hours: 0; Passive Investor Only FOR-PROFIT ORGANIZATION RINI REALTY COMPANY INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTLAKE, OHIO 44145 NATURE OF BUSINESS: OTHER, S CORP POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MINORITY OWNER NONE NON-PROFIT WEST SIDE CATHOLIC CENTER ADDRESS OF BUSINESS: CLEVELAND, OH 44113 NATURE OF BUSINESS: MARKETING COMMITTEE MEMBER. PROMOTE THE MISSION OF THE ORGANIZATION POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 06/03/2013 NUMBER OF HOURS DEVOTED PER MONTH: 4 ANNUALLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FUNDRAISING COMMITTEE *569 - Rini Brothers LLC; Investment related Yes; Westlake, Ohio; Real Estate; Trustee/Successor; 06/1993; During business hours: 0; After business hours: 0; Administrative, Investment Decisions/Advice For-Profit Organization Forty Four Thirty, LLC Investment related: Y Address of business: Westlake, Ohio 44145 Nature of business: LLC Position, title, association: Family Held Start date of relationship: 6/16/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: This is a venture capital family account. I will be a signing signatory on it. For-Profit Organization Rini Realty Company, Investment related: N ,Address of business: Westlake, Ohio 44011 ,Nature of business: Family Business; Position, title, association: Director; Start date of relationship: 7/9/2013; Number of hours devoted: 7 hour(s) Quarterly; Number of hours devoted during trading hours: 6 Duties: 1 annual meeting to review balance sheet, income statement, and cash flows. *636 : Tersus Life Sciences LLC ; Investment related : Yes ; Bonita Springs ; Florida ; Hospital/Healthcare ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2019 ; During business hours : 0 ; After business hours : 1 ; attend meetings *571 - Rini Realty Company; Investment related -Yes; Westlake, Ohio; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/1978; During business hours: 1; After business hours: 0; Attend Board Meetings - General Business Discussion Planning *637- Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 03/2013; During business hours: 2; After business hours: 0; Check Signing/Funds Disbursements, Estate Administration, Accounting/Bookkeeping, Investment Decisions/Advice *638- Trust; Investment related -Yes; Westlake, Ohio; 03/2013; During business hours: 0; After business hours: 2; *753 - Trust; Investment related Yes; Westlake, Ohio; Trustee/Co-Trustee; 08/2008; During business hours: 0; After business hours: 0; *120 - Trust; Investment related: Yes; Rocky River, Ohio; Trust; Trustee/Co-Trustee; 06/2022; During business hours: 0; After business hours: 0;

Exams

• S66 Uniform Combined State Law Examination
  2000-10-31

Other Names

• Steve Rini