Inactive

Joshua Kenworthy Rivers

Cw Advisors, LLC

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Current Employers

Cw Advisors, Llc

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-04-19

MD RA
APPROVED

Since 2021-04-19

Branch Locations

6345 Woodside Court Suite 100, Columbia, MD 21046 • United States

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Annapolis	MD	08/2012	10/2016
Pinnacle Advisory Group, Inc.	Columbia	MD	01/2017	05/2021
Congress Wealth Management Llc	Columbia	MD	05/2021	Present

08/2012 → 10/2016

Lincoln Financial Advisors

Annapolis, MD
01/2017 → 05/2021

Pinnacle Advisory Group, Inc.

Columbia, MD
05/2021 → Present

Congress Wealth Management Llc

Columbia, MD

Previous Registrations

2017-02-17 → 2021-05-17

Pinnacle Advisory Group, Inc.

Columbia, MD
2012-08-29 → 2016-10-04

Osaic Fa, Inc.

Annapolis, MD
2008-09-15 → 2012-08-21

Keel Point Advisors, Llc

Vienna, VA
2007-09-19 → 2008-08-18

Osaic Fa, Inc.

Vienna, VA
2006-07-05 → 2007-08-31

Uvest Financial Services Group, Inc.

Annapolis, MD

Annapolis, MD

Olney, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-28
S63	Uniform Securities Agent State Law Examination	2001-04-13

S65 Uniform Investment Adviser Law Examination

2006-03-28
S63 Uniform Securities Agent State Law Examination

2001-04-13

Designations

View on SEC IAPD

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MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

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