Paul David Sylvia

Current Employers

Employment History

• 05/2010 → 12/2018
  Aon Corporation
  Chicago, IL
• 12/2018 → 11/2022
  Arb Fund Management
  Chicago, IL
• 12/2022 → 10/2023
  George Mc Guire
  Vernon Hills, IL
• 10/2015 → 12/2018
  Aon Securities Inc
  Chicago, IL
• 10/2020 → 11/2022
  303 Securities Lp
  Chicago, IL
• 01/2023 → 10/2023
  Northwestern Mutual Investment Services Llc
  Vernon Hills, IL
• 01/2023 → 10/2023
  George Mc Guire
  Vernon Hills, IL
• 02/2023 → 10/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2023 → Present
  Ameriprise Financial Services, Llc
  Gurnee, IL

Previous Registrations

• 2003-07-04 → 2004-01-23
  Uvest Financial Services Group, Inc.
  Aurora, IL

Other Businesses

Outside Employment; Ellio Wealth Advisors, LLC; See answers above.; I am an associate advisor performing my primary and only employment role as such for this practice. The Ellio Wealth Advisors, LLC is simply the ownership entity for the practice through which I am compensated and was instructed to add as an OBO.; 5101 Washington Street, Suite 2L, Gurnee, IL, 60031; Investment-Related; 01/26/2024; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-02-14
• S66 Uniform Combined State Law Examination
  2016-06-02
• S65 Uniform Investment Adviser Law Examination
  2003-07-03

Designations

Other Names

• Paul David Sylvia