Patty Franklin

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 02/2019
  Strategic Holdings, Llc
  Camarillo, CA
• 11/2015 → 01/2023
  Emerson Equity Llc
  San Mateo, CA
• 02/2016 → 01/2023
  Strategic Pe Advisors Llc
  West Hills, CA
• 01/2023 → Present
  Fidelity Investments
  Thousand Oaks, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2023-01-30 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Thousand Oaks, CA
• 2019-02-27 → 2023-01-16
  Strategic Pe Advisors Llc
  Newbury Park, CA
  Newbury Park, CA
• 2015-11-16 → 2023-01-12
  Emerson Equity Llc
  Camarillo, CA
  San Mateo, CA
  Westlake Village, CA
  Newbury Park, CA
  Newbury Park, CA
  Irvine, CA
• 2016-07-11 → 2018-12-31
  Strategic Pe Advisors Llc
  Newbury Park, CA
• 2010-11-02 → 2014-01-27
  Td Ameritrade, Inc.
  Thousand Oaks, CA
• 2010-11-02 → 2014-01-27
  Td Ameritrade Investment Management, Llc
  Thousand Oaks, CA
• 2009-07-20 → 2010-11-03
  Cambridge Investment Research Advisors, Inc.
  West Hills, CA
• 2008-02-11 → 2009-01-27
  Ubs Financial Services Inc.
  Woodland Hills, CA
• 2007-05-11 → 2007-12-31
  Simon Securities Investment Advisors, Llc
  West Hills, CA
• 2006-02-02 → 2007-04-13
  Pound Financial, Llc
  Ventura, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-03-24
• S65 Uniform Investment Adviser Law Examination
  2005-12-29

Other Names

• Patty Sung Yu
• Patty Sung Yu
• Sung Yon Yu
• Patty Sung Wood
• Patty Sung Franklin
• Patty S Franklin
• Patty Sung Franklin