Michael Shane Mcdougald

Employer firm

Austin Wealth Management, LLC CRD 172793

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Lpl Financial
  Houston, TX
• 09/2021 → Present
  Austin Wealth Management, Inc.
  Austin, TX

Previous Registrations

• 2015-03-04 → 2021-10-07
  Lpl Financial Llc
  Houston, TX
  Houston, TX
  Richmond, TX
• 2012-05-01 → 2015-03-05
  Kestra Investment Services, Llc
  Houston, TX
• 2010-10-04 → 2012-05-01
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
• 2010-06-21 → 2010-09-30
  Nrp Advisors, Inc.
  San Antonio, TX
  Bryan, OH
• 2006-05-11 → 2008-03-03
  Kestra Investment Services, Llc
  Austin, TX
  Austin, TX

Other Businesses

1. 03/04/2015 - ABG CONSULTING - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 95% - HOUSTON, TX 2. 03/04/2015 - MICHAEL SHANE MCDOUGALD - NON-VARIABLE INSURANCE - 10% - CYPRESS, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-01
• S63 Uniform Securities Agent State Law Examination
  1998-09-22

Designations

• Certified Financial Planner

Other Names

• Shane Mcdougald