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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
WA RA APPROVED 2000-09-26
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • WA RA
    APPROVED
    Since 2000-09-26

Branch Locations

520 Pike St Ste 2725, Seattle, WA 98101 • United States

Bainbridge Island, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Seattle WA 09/2005 03/2020
Ameriprise Financial Services, Llc Seattle WA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Western National; 03/24/2014; . Board of Directors; BSA Troop 1804 and 1564; committee member; 7880 Bucklin Hill Rd NE, , Bainbridge Island, WA, 98110; Not Investment-Related; 11/15/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-16
  • S66 Uniform Combined State Law Examination
    2000-09-16
Designations

View on SEC IAPD

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