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Steven Joseph Zanolli

Sandy Morris Financial & Estate Planning Services, LLC

Tampa, FL

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Current Employers
Sandy Morris Financial & Estate Planning Services, Llc

10015 Gallant Lane, Tampa, FL 33625 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-05
  • FL RA
    APPROVED
    Since 2016-01-05

Branch Locations

10015 Gallant Lane, Tampa, FL 33625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandy Morris Financial & Estate Planning Services, Llc Tampa FL 05/2015 11/2024
Sandy Morris Financial Tampa FL 11/2010 11/2024
Gf Investment Services, Llc Sarasota FL 02/2016 12/2018
Pruco Securities Llc Tampa FL 08/2024 11/2024
Lpl Enterprise, Llc Tampa FL 11/2024 Present
Previous Registrations
  • 2024-11-18 → 2025-04-17
    Lpl Enterprise, Llc
    Tampa, FL
  • 2024-10-28 → 2024-11-12
    Pruco Securities, Llc.
    Tampa, FL
  • 2010-10-20 → 2017-01-18
    Global Financial Private Capital, Inc.
    Tampa, FL
    Sarasota, FL
    Tampa, FL
  • 2007-10-24 → 2010-02-23
    American Investment Services
    Palm Harbor, FL
  • 2001-04-26 → 2002-10-31
    Morgan Stanley Dw Inc.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-19
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S65 Uniform Investment Adviser Law Examination
    2007-10-19
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28
Other Names
  • Steven Zanolli
  • Steven Joseph Zanolli
  • Steve Zanolli

View on SEC IAPD

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