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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-12-17
  • KS RA
    APPROVED
    Since 2021-12-17

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. P. Morgan Institutional Investments Inc. Kansas City MO 11/2003 Present
J. P. Morgan Institutional Investments Inc. Kansas City MO 04/2005 Present
J.P. Morgan Retirement Plan Services Llc Kansas City MO 07/2007 Present
Gwfs Equities, Inc. Overland Park KS 09/2014 Present
  • 11/2003 → Present
    J. P. Morgan Institutional Investments Inc.
    Kansas City, MO
  • 04/2005 → Present
    J. P. Morgan Institutional Investments Inc.
    Kansas City, MO
  • 07/2007 → Present
    J.P. Morgan Retirement Plan Services Llc
    Kansas City, MO
  • 09/2014 → Present
    Gwfs Equities, Inc.
    Overland Park, KS
Previous Registrations
  • 2005-04-05 → 2014-09-03
    J.P. Morgan Institutional Investments Inc.
    New York, NY
    New York, NY
    New York, NY
    Kansas City, MO
    Kansas City, MO
    New York, NY
    New York, NY
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-28
S63 Uniform Securities Agent State Law Examination 2000-03-17
  • S65 Uniform Investment Adviser Law Examination
    2005-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-17

View on SEC IAPD

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