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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-03
  • AL RA
    APPROVED
    Since 2021-06-03

Branch Locations

403 N Shady Ln, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2021
Wells Fargo Clearing Services, Llc Dothan AL 06/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 01/2015 → 06/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2021 → Present
    Dothan, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

VANDALAY PROPERTIES LLC, INV RELATED, CALLAWAY, FL, 33.3% OWNERSHIP, START 4/1/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS 2 LOTS WITH NO ACTIVITY. HOUSTON ACADEMY, NOT INVT RELATED, DOTHAN, AL, BOARD OF TRUSTEES, START DATE 8/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, SUPPORTING AND PROMOTING THE SCHOOL'S MISSION & VISION. DISCUSSING STRATEGIC GOALS AND POLICY DECISIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-12
  • S66 Uniform Combined State Law Examination
    2000-10-12
Other Names
  • Sam Tucker

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