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Erik Pedersen

Charles Schwab & Co., Inc.

Spokane, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-13
  • WA RA
    APPROVED
    Since 2023-11-13

Branch Locations

818 West Riverside Avenue Suite 150, Spokane, WA 99201-0916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 12/2013 06/2017
Ubs Financial Services Inc. Bellevue WA 07/2017 08/2019
Hightower Securities Llc Chicago IL 08/2019 10/2023
Charles Schwab & Co., Inc. Spokane WA 10/2023 Present
Charles Schwab Bank Ssb Spokane WA 10/2023 Present
  • 12/2013 → 06/2017
    Fidelity Brokerage Services, Llc
    Greenwood Village, CO
  • 07/2017 → 08/2019
    Ubs Financial Services Inc.
    Bellevue, WA
  • 08/2019 → 10/2023
    Hightower Securities Llc
    Chicago, IL
  • 10/2023 → Present
    Charles Schwab & Co., Inc.
    Spokane, WA
  • 10/2023 → Present
    Charles Schwab Bank Ssb
    Spokane, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-10
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S65 Uniform Investment Adviser Law Examination
    2003-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25
Designations
Other Names
  • Erik Kent Pedersen

View on SEC IAPD

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VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
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OSAIC ADVISORY SERVICES, LLC · Spokane, WA

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