Daniel Jerry Sullivan

Current Employers

Greenwich Wealth Management, Llc

45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-04-21

CT RA
APPROVED

Since 2009-04-21

Branch Locations

45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Greenwich Wealth Mangement	Greenwich	CT	09/2007	Present
Private Client Services, Llc	Louisville	KY	11/2015	12/2016

09/2007 → Present

Greenwich Wealth Mangement

Greenwich, CT
11/2015 → 12/2016

Private Client Services, Llc

Louisville, KY

Other Businesses

GREENWICH WEALTH MANAGEMENT, LLC. Investment advisory Firm. 45 EAST PUTNAM AVE. SUITE 128 GREENWICH, CT 06830. MANAGING DIRECTOR AND CHEIF COMPLIANCE OFFICER. OCCURING DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-13

S66 Uniform Combined State Law Examination

2009-04-13

View on SEC IAPD

Current Employers

Greenwich Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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