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Terry Lee Warrington

Morgan Stanley

Rehoboth Beach, DE

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
DE RA APPROVED 2022-06-11
  • TX RA
    APPROVED
    Since 2022-10-04
  • DE RA
    APPROVED
    Since 2022-06-11

Branch Locations

55 Cascade Lane, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Rehoboth Beach DE 11/2008 Present
  • 11/2008 → Present
    Morgan Stanley Smith Barney Llc
    Rehoboth Beach, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2016-03-19
  • S65 Uniform Investment Adviser Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2016-03-19
Other Names
  • Terry L Warrington

View on SEC IAPD

Other Firms

BRYN MAWR TRUST ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MAI CAPITAL ADVISOR
BDFS CAPITAL LLC

Other Investors

SARA L LAWSON
QUIAUNNA ELIZABETH POWELL
JACQUELYN KERRY BLUE
STEVEN ZACHARY DUNN
MARK ERIC ENGBERG
Stephanie P. Brown
Andrew R Brown
Christopher David Argo

Other Offices

BRYN MAWR TRUST ADVISORS, LLC · Rehoboth Beach, DE
CHARLES SCHWAB & CO., INC. · Rehoboth Beach, DE
J.P. MORGAN SECURITIES LLC · Rehoboth Beach, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REHOBOTH BEACH, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Rehoboth Beach, DE
AMERIPRISE FINANCIAL SERVICES, LLC · REHOBOTH BEACH, DE
MAI CAPITAL ADVISOR · REHOBOTH BEACH, DE
BDFS CAPITAL LLC · REHOBOTH BEACH, DE

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