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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-03-04
TX RA APPROVED_RES 2020-02-18
AZ RA APPROVED 2009-04-02
  • OK RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED_RES
    Since 2020-02-18
  • AZ RA
    APPROVED
    Since 2009-04-02

Branch Locations

1490 South Price Road, Chandler, AZ 85286 • United States

7620 Jefferson Street Ne, Albuquerque, NM 87109 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chandler AZ 02/2009 Present
Thrivent Financial For Lutherans Appleton WI 02/2009 Present
Other Businesses

-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-13
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S65 Uniform Investment Adviser Law Examination
    2009-03-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24
Other Names
  • Stacey Elane Phillips
  • Stacey Elane Phillips
  • Stacey Elane Wodicker

View on SEC IAPD

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