Steven Alan Gundy

Current Employers

Employment History

• 06/2012 → Present
  Berthel Fisher & Company Financial Services, Inc.
  Dallas, TX
• 06/2012 → Present
  Bfc Planning, Inc.
  Dallas, TX

Previous Registrations

• 2009-05-04 → 2012-06-26
  Milkie/Ferguson Investments, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

1.GS WEALTH MANAGEMENT-Y-DALLAS/TX-MANAGING PARTNER-12/2005-80-60-AGGREGATE PRODUCER 2.UNITED TEXAS BANK-N-DALLAS/TX-LOCAL BANK-DIRECTOR-09/2010-10-4-SIT ON BOARD, LOAN COMMITTEE. 3.PRONET-THE PROFESSIONAL REFERRAL NETWORK-N-PLANO, TX-NETWORK GROUP-MEMBER-7/2012-4-0-PROFESSIONAL NETWORKING GROUP THAT MEETS WEEKLY. 4. GS WEALTH MANAGEMENT-Y-DALLAS, TX-FINANCIAL PLANNING-PRESIDENT-7/2003-5-0-FINANCIAL PLANNING. 5.Caring4Folks, LLC-N-Dallas, TX-LLC for payroll-Member-05/2019-5-0-Under the advice of the family CPA, formed an LLC to deal w/ payroll for home care of father. 6.Gundy Estate Planning-Dallas, TX-Estate Planning-Partial Owner-11/2019-1-0-For estate planning purposes, rent parents home on annual basis. 7.GB Ranch-N-Dallas, TX-B&B Ranch-Partner/Operator-07/2019-0-0-Will be involved in marketing, maintenance, culinary, photography and housekeeping of a B&B Ranch. 8.Ackerman Center for Holocaust Studies-N-Dallas, TX-Attend Board Meetings-Advisory Board Member-02/2020-2-0-Attend Board Meetings and advise on annual events. 9.GS Wealth Management-N-Dallas, TX-Fixed Insurance-President-07/2003-5-0-Insurance Sales. 10.Anti-Defamation League-N-Dallas, TX-Advisory Board-Regional Board Member-11/2020-2-0-Regional Board Member of the ADL Texoma. Work to fight hatred & encourage diversity through north Texas and Oklahoma. 11.RealCo Investments LLC-N-Dallas, TX-Legal Partnership-Partner-12/2021-0-0-Entity being used to purchase an office building. 12. FINRA Arbitrator- N- Dallas, TX- Arbitrator- 07/2022- 5- 5- Filed to become an arbitrator with FINRA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-01
• S63 Uniform Securities Agent State Law Examination
  2000-01-14