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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-06-29
IL RA APPROVED 2001-02-05
  • TX RA
    APPROVED
    Since 2006-06-29
  • IL RA
    APPROVED
    Since 2001-02-05

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 08/2000 Present
Bank Of America, N.A. Schaumburg IL 12/2009 Present
Other Businesses

I*374594, Entity Type: Entity Charitable, Name of OBA: First Presbyterian Church of Arlington Heights, Address: Arlington Heights, Illinois 60004, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 01/04/2016, No Hours: 3, No Hours during trading: 0, Duties: Board of Trustee Member. We do an annual budget and basically manage the physical building of the church.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-02
  • S66 Uniform Combined State Law Examination
    2000-11-02

View on SEC IAPD

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