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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-11-20 |
| TX | RA | APPROVED_RES | 2018-11-20 |
Branch Locations
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
St Louis, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chesterfield | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chesterfield | MO | 11/2016 | 11/2018 |
| Rbc Capital Markets, Llc. | St. Louis | MO | 11/2018 | Present |
| City National Bank | St. Louis | MO | 05/2019 | Present |
WASHINGTON UNIVERSITY'S OLIN SCHOOL OF BUSINESS, INV. RELATED, ST. LOUIS, MO. INVESTMENTS COURSE ADJUNCT INSTRUCTOR, START: 3/19/18, 10 HOURS/MONTH, 0 DURING TRADING, TEXTBOOK INVESTMENTS COURSE TEACHER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-09 |
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