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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Tampa FL 01/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 10/2009 Present
Previous Registrations
  • 2007-06-11 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: F. S B. DBA BURCHILL PROPERTIESINVESTMENT RELATED: NOADDRESS OF BUSINESS: TAMPA, FLORIDA 33706NATURE OF BUSINESS: OTHER,PROPERTIES ARE IN OWN NAMEPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 3/30/2007NUMBER OF HOURS DEVOTED: 10 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENT OUT 3 HOMES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-07
S63 Uniform Securities Agent State Law Examination 2000-10-16
  • S66 Uniform Combined State Law Examination
    2007-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-10-16
Other Names
  • Sandy Burchill

View on SEC IAPD

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