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7500 Rialto Boulevard Building 1, Suite 122, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-18 |
Branch Locations
7500 Rialto Boulevard Building 1, Suite 122, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bv Investment Partners, L.P. | Boston | MA | 04/2016 | 01/2019 |
| Kal Capital Market Llc | Long Beach | CA | 05/2019 | 05/2022 |
| Unemployed | Dallas | TX | 12/2018 | 05/2019 |
| Hamptonrock Partners | Dallas | TX | 03/2019 | Present |
| Hampton Rock Wealth Management | Austin | TX | 07/2024 | Present |
(1) El Dorado & Wesson Railway, Ed Dorado, AR; not investment related; Short line railroad in south Arkansas that hauls various commodities / chemicals and connects to the Union Pacific. Start Date: Shareholder and current member of the Board of Directors; Shareholder since 2006, Board of Directors since 2014; Time Spent: <10 hours per year, 0 hours during workday. Duties: I attend one Board of Directors meeting per year, (2) Triangle Resources, El Dorado, AR; not investment related; Several thousand acres of managed timberland located in south Arkansas; Position: Current member of the Board of Directors; Start Date: Shareholder since 2006, Board of Directors since 2014. Time Spent: <10 hours per year, 0 hours during workday; Duties: I attend one Board of Directors meeting per year, (3) Natural Resources, El Dorado, AR; not investment related; Several thousand acres of managed timberland located in south Arkansas; Position: Current member of the Board of Directors. Start Date: Shareholder since 2006, Board of Directors since 2014.Time Spent: <10 hours per year, 0 hours during workday. Duties: I attend one Board of Directors meeting per year. (4) Treetops Apartment Unit; not investment related; 1 Treetops Ln, Little Rock, AR, 72202; real estate investment; owner of apartment unit, 2023, 0 time spent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 2001-07-11 |
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