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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-12-08 |
Branch Locations
100 Pierce Rd Suite 105, Itasca, IL 60143 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chicago | IL | 01/2016 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 05/2017 | 08/2018 |
| Jpmorgan Chase Bank Na | Chicago | IL | 08/2018 | 10/2020 |
| Jpmorgan Securities Llc | Chicago | IL | 08/2018 | 10/2020 |
| Lpl Financial | Itasca | IL | 11/2020 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 11/2020 | Present |
| Wealth Enhancement Advisory Services | Plymouth | MN | 11/2020 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 11/2020 | Present |
1. 12/10/2020 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/20/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity on 10/20/2020. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-26 |
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